State-population monotonicity

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State-population monotonicity is a property of apportionment methods, which are methods of allocating seats in a parliament among federal states. The property says that, if the population of a state increases faster than that of other states, then it should not lose a seat. An apportionment method that fails to satisfy this property is said to have a population paradox.

In the apportionment literature, this property is simply called population monotonicity.[1]: Sec.4  However, the term "population monotonicity" is more commonly used to denote a very different property of resource-allocation rules:

  • In resource allocation, the property relates to the set of agents participating in the division process. A population-increase means that the previously-present agents are entitled to fewer items, as there are more mouths to feed. See population monotonicity for more information.
  • In apportionment, the property relates to the population of an individual state, which determines the state's entitlement. A population-increase means that a state is entitled to more seats. The parallel property in fair division is called weight monotonicity:[2] when the "weight" (- entitlement) of an agent increases, his utility should not decrease.

There are several variants of the state-population monotonicity (PM); see mathematics of apportionment for definitions and notation.

Erlang PM[edit]

The simplest definition of PM is that, if the population of one state increases and the populations of the other states remain the same (such that the entitlement of increases and the entitlements of the other states decrease), then the apportionment of weakly increases. This notion was proposed by Agner Krarup Erlang in 1907 and studied by Aanund Hylland in 1978.[3]

The problem with this notion is that, in practice, populations of states do not remain the same, they increase simultaneously.

Strong PM[edit]

A stronger variant of PM requires that, if the entitlement of state increases (that is: its population divided by the sum of all populations), then the apportionment of weakly increases. This variant is too strong: whenever there are at least 3 states, and the number of seats is not exactly equal to the number of states, no partial apportionment method (= apportionment method for a fixed number of states and seats) is strongly-PM.[1]: Thm.4.1  Proof: Suppose by contradiction that the partial apportionment is strongly-PM. Consider several cases:

  • - there is only one seat. Consider two entitlement vectors:
    • All entitlements are equal to . Then by symmetry, must return all apportionments in which some state receives 1 and the others receive 0.
    • The entitlements of some two states are larger than . Then by strong PM both must receive at least 1 seat, but this is impossible.[clarification needed]
  • - there are fewer seats than states. Consider three entitlement vectors:
    • An arbitrary vector with , where the entitlements of the first states satisfy , and the entitlement of state is less than . Denote the apportionment for such a vector by .
    • The entitlements of the first states are all equal to , where is sufficiently small such that , and the entitlement of state is less than . Then by strong PM and symmetry the first states must receive at least seats in any apportionment. This requires at least seats. This is impossible if . Even if , it is possible only if . This means that any state with entitlement less than must get at most 1 seat, and any state with entitlement less than must get 0 seats.[why?]
    • [for ]: The entitlement of state 1 is and the entitlements of the other states are , which are smaller than . Then, the apportionment of state 1 must be and of the other states 0. But then the sum of apportionments is smaller than the number of seats - a contradiction.
  • - the usual situation - there are more seats than states.

In the special case in which , there are strongly-PM rules.[1]: Prop.4.1 

Population-pair monotonicity[edit]

If the ratio between the entitlements of two states increases, then state should not receive less seats while state receives more seats. This property is also called vote-ratio monotonicity; see that page for more information.

Voter monotonicity[edit]

Voter monotonicity is a property weaker than pairwise-PM. It says that, if party i attracts more voters, while all other parties keep the same number of voters, then party i must not lose a seat. Failure of voter monotonicity is called the no-show paradox, since a voter can help his party by not voting. The largest-remainder method with the Droop quota fails voter monotonicity.[4]: Sub.9.14 

Weak PM[edit]

Weak PM is a static property: it says that a state with a larger population should not receive a smaller allocation. Formally, if then . This property is also called concordance.

References[edit]

  1. ^ a b c Balinski, Michel L.; Young, H. Peyton (1982). Fair Representation: Meeting the Ideal of One Man, One Vote. New Haven: Yale University Press. ISBN 0-300-02724-9.
  2. ^ Chakraborty, Mithun; Schmidt-Kraepelin, Ulrike; Suksompong, Warut (2021-04-29). "Picking sequences and monotonicity in weighted fair division". Artificial Intelligence. 301: 103578. arXiv:2104.14347. doi:10.1016/j.artint.2021.103578. S2CID 233443832.
  3. ^ A. Hylland (1978), "Allotment methods: procedures for proportional distribution of indivisible entities", Ph.D. thesis, [[Harvard University]].
  4. ^ Pukelsheim, Friedrich (2017), Pukelsheim, Friedrich (ed.), "Securing System Consistency: Coherence and Paradoxes", Proportional Representation: Apportionment Methods and Their Applications, Cham: Springer International Publishing, pp. 159–183, doi:10.1007/978-3-319-64707-4_9, ISBN 978-3-319-64707-4, retrieved 2021-09-02